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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

2019 SEC OCIE Examination Priorities

Jan 25, 2019 12:17:15 PM

On December 20th, 2018, the SEC's Office of Compliance Inspections and Examinations (OCIE) announced its examination priorities. Particular emphasis will be on adviser fees and expenses as well as digital assets and cybersecurity. 

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Tags: Hedge Funds, Cyber & Privacy Liability, OCIE, Office of Compliance Inspections and Examinations, Private Equity, regulations, regulatory risk, Securities and Exchange Commission, Cyber Security

SEC OCIE Exam Priorities For 2018

Mar 14, 2018 3:39:32 PM

If you’re a fund manager, you’ll want to be in the know on 2018 SEC Priorities for the National Exam Program (“NEP”), which continues to advance in terms of data usage to analyze regulatory filings and trading activity. 

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Tags: insurance, directors and officers coverage, hedge funds, Iron Cove Partners, OCIE, Office of Compliance Inspections and Examinations, Private Equity, Professional Liability, regulations, regulatory risk, SEC, SEC Investigations, Examinations, Securities and Exchange Commission

New York Looks to Reform Coastal Homeowners Insurance Market

Sep 28, 2010 4:06:43 AM

"Let's fix the roof before it starts raining," Insurance Superintendent James Wrynn said. "Coastal New York has been lucky for a while to escape a direct hit from a hurricane, but luck is no substitute for planning. Homeowners have already been pummeled by rising rates, nonrenewals and threats of nonrenewal of their homeowners insurance policies. Homeowners shouldn't have to worry about whether they will be able to get coverage when their policies expire. This uncertainty must be addressed. We have extensively reviewed our rules and regulations and we are planning for the storm we know is coming."

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Tags: Coastal Insurance, Homeowner Insurance, Homeowners, Iron Cove, louis d'agostino, New York, personal insurance, Reform, regulations

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