Case Study: $20+ Billion Global Family Office
Who: $20+ Billion Family Office with Global Offices
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Who: $20+ Billion Family Office with Global Offices
Tags: insurance, brokerage, Case Study, Family Office, financial services, Iron Cove, P&C
On August 7th, 2017, the Office of Compliance Inspections and Examinations ("OCIE") released its observations from its Cybersecurity 2 Initiative. The staff examined 75 firms consisting of broker-dealers, investment advisers, and investment companies ("funds") in order to assess industry practices and legal and compliance issues associated with cybersecurity preparedness.
Tags: insurance, cyber, Cyber & Privacy Liability, Iron Cove, Lou D'Agostino, OCIE, Office of Compliance Inspections and Examinations, PII, Policies, Procedures, Regulation, Risk, SEC, Testing
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