April 30th, 2014
APRIL 30th, 2014
Tags: Iron Cove Posts, Broker-dealer, Cost, Coverage, Coverage Overview, Dodd-Frank, Errors and Omissions, Fiduciary, Fiduciary Liability, Finra, Insurance, insurance, Liability, Registered Representative, Regulation, SEC, SEC Investigations, Securities Dealers
SEC Seeking Criminal Prosecutions and Admissions of Guilt; How will your D&O Insurance Policy Respond??
April 16th, 2014
Tags: Iron Cove Posts, Coverage, Criminal Prosecutions, Directors and Officers Insurance, Directors & Officers Liability, Errors and Omissions, Falcone, Fines, Harbinger, Hedge Funds, insurance, Iron Cove Partners, Liability, Mary Jo White, Penalties, SEC, Severability