On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.
Tags: Insurance, insurance, Iron Cove Posts, Directors & Officers Liability, D&O, dodd-frank, hedge fund, Hedge Fund Regulation, Iron Cove Partners, Lou D'Agostino, Regulation, regulation, Risk, Risk Management, SEC, SEC Investigations
Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.
Hedge Fund Insurance Case Study
Tags: hedge fund insurance, insurance, Iron Cove Posts, brokerage, Consultants, directors and officers liability, Directors & Officers Liability, D&O, Form PF, Iron Cove Partners, Madison Avenue, New York City, Opens Office, Private Equity, Professional Liability, Property & Casualty, Risk Management