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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

2016 SEC Enforcement Results

Oct 31, 2016 2:29:11 PM

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.

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Tags: Insurance, insurance, Iron Cove Posts, Directors & Officers Liability, D&O, dodd-frank, hedge fund, Hedge Fund Regulation, Iron Cove Partners, Lou D'Agostino, Regulation, regulation, Risk, Risk Management, SEC, SEC Investigations

Prospect Case Study: D&O/E&O Insurance For Registered Investment Advisor and Private Fund Firm

Oct 28, 2016 12:40:10 PM

Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.

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Tags: hedge fund insurance, Analysis, Case Study, Coverage, Directors & Officers Liability, D&O, Errors and Omissions, hedge fund, Iron Cove, Lou D'Agostino, regulation, Risk, Risk Management, SEC

D&O Insurance Case Study: $10 Billion RIA & Hedge Fund Firm

Aug 30, 2016 10:10:30 AM

Hedge Fund Insurance Case Study

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Tags: hedge fund insurance, Asset Management, Iron Cove Posts, Case Study, Coverage, D&O, financial institutions, hedge fund, Iron Cove, Iron Cove Partners, Lou D'Agostino, Risk Management, SEC

Tags: insurance, Company News, football, Frank Ferrara, Grand Team, James Jenkins, Lou D'Agostino, property & casualty, Rhode Island, Risk Management, Tony Deluca, Top 50

Tags: hedge fund insurance, insurance, Iron Cove Posts, brokerage, Consultants, directors and officers liability, Directors & Officers Liability, D&O, Form PF, Iron Cove Partners, Madison Avenue, New York City, Opens Office, Private Equity, Professional Liability, Property & Casualty, Risk Management

Tags: Iron Cove Posts, Iron Cove Partners, James C. Metzger, Long Island Pulse Magazine, louis d'agostino, Property & Casualty, Risk Management, Whitmore Group

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