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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

Iron Cove Partners Announces Launch of Revolutionary Hedge Fund Manuscript Management & Professional Liability Insurance Policy with Lloyd’s of London

Sep 6, 2017 1:54:26 PM

Garden City, NY – September 5, 2017– Iron Cove Partners, a leading national insurance brokerage specializing in the needs of the alternative asset management community, today announced the launch of its newest insurance product, the Iron Cove Hedge Fund Select Policy, made possible through a new partnership with a leading Lloyd’s Cover Holder and Financial Services Syndicate.

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Tags: Insurance, insurance, Iron Cove Posts, Company News, cyber, Cyber & Privacy Liability, directors and officers, Directors & Officers Liability, Employment Practices Liability, exclusive, hedge fund, Hedgeweek, Iron Cove, lloyd's, regulation, Risk, SEC

2016 SEC Enforcement Results

Oct 31, 2016 2:29:11 PM

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.

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Tags: Insurance, insurance, Iron Cove Posts, Directors & Officers Liability, D&O, dodd-frank, hedge fund, Hedge Fund Regulation, Iron Cove Partners, Lou D'Agostino, Regulation, regulation, Risk, Risk Management, SEC, SEC Investigations

Prospect Case Study: D&O/E&O Insurance For Registered Investment Advisor and Private Fund Firm

Oct 28, 2016 12:40:10 PM

Who: New York Based RIA & Private Fund with $400,000,000 in assets under management.

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Tags: hedge fund insurance, Analysis, Case Study, Coverage, Directors & Officers Liability, D&O, Errors and Omissions, hedge fund, Iron Cove, Lou D'Agostino, regulation, Risk, Risk Management, SEC

SEC Administrative Proceeding Cites Violation of Advisers Act Due to Insurance Premium Allocation Practices

Oct 18, 2016 6:03:28 PM

The SEC has commenced enforcement proceedings against a large greenwich based Hedge Fund siting violations of section 206(2), 206(4) and 206(4)-8 of the Investment Advisers Act in part resulting from inadequate insurance premium allocation methodology.

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Tags: hedge fund insurance, insurance, Iron Cove Posts, Claims, Coverage, Directors and Officers Insurance, directors and officers liability, D&O, financial institutions, hedge fund, Iron Cove, Lou D'Agostino, Premium Allocation, Professional Liability, protection, regulation, Risk, SEC

Tags: insurance, Accounting, Avoiding Pitfalls of Challenging Environment, Iron Cove Posts, brokerage, Compliance, Iron Cove Partners, Lou D'Agostino, NYSSCPA, Private Equity, regulation, Risk, Venture Capital

Emerging Hedge Fund Manager Alert

Feb 24, 2012 2:33:11 PM

 

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Tags: hedge fund insurance, allocation, Iron Cove Posts, Directors and Officers Insurance, directors and officers liability, emerging hedge fund manager, fidelity crime insurance, fund insurance, hedge fund manager, key man insurance, premium, regulation

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