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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

Iron Cove Partners Presents to (FEA) Financial Executives Alliance | C-Suite Indemnification: How are you protected?

Jun 28, 2016 10:54:52 PM

On Tuesday, June 7th, our Financial Services team had the opportunity to present to the New York Chapter of the Financial Executives Alliance, a leading Hedge Fund Peer Group on a topic we feel is often overlooked at the C-Suite level. Indemnification provided to corporate officers at the fund and management company level and the various nuances that exist. Further, we discussed the various insurance implications and the importance of Side A DIC coverage.

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Tags: Iron Cove Posts, C-Suite, CCO, CFO, COO, Counsel, directors and officers liability, indemnification, reimbursement, side a

Sally Yates DOJ Memorandum and the Potential D&O Insurance Implications

Sep 25, 2015 11:39:29 AM

On September 9th, the Deputy Attorney General, Sally Quillan Yates issued a memorandum to fellow prosecutors citing the DOJ’s focus on individuals responsible for corporate wrongdoing and the importance of holding them accountable. The memo outlines the importance of focusing on individuals from the inception of a civil or criminal investigation. Further, in order to take advantage of every remedy that the government has at their disposal, there needs to be and will continue to be consultation and collaboration between civil and criminal attorney’s. As such, and to no surprise there will be more parallel proceedings between both the DOJ and other regulatory agencies.

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Tags: insurance, Iron Cove Posts, by laws, defense costs, D&O Insurance, doj, duty to defend, indemnification, Iron Cove, Liability, Lou D'Agostino, reimbursement, sally yates, side a, written undertaking

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