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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

Tillage Fund vs. SS&C Fund Admin | Phishing Cyber Exposure and Whether Hedge Funds Could Protect Themselves?

Jan 13, 2017 3:57:48 PM

As if counter-party risk weren't already one of the biggest concerns of HF Managers! SS&C, one of the largest and most trusted fund administrators serving the alternative asset management industry fell victim to a phishing cyberattack costing a fund client millions of dollars but far worse, their business. As a fund manager, how can you protect yourself?

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Tags: hedge fund insurance, Hedge Funds, Insurance, insurance, ACE, Chubb, Coverage, cyber, Cyber & Privacy Liability, cyber transfer fraud, Directors & Officers Liability, dodd-frank, Errors and Omissions, Fidelity Crime, financial institutions, Fund administrator, hedge fund, Hedge Fund Regulation, hedge funds, Lou D'Agostino, Professional Liability, property & casualty, Risk, social engineering, SS&C, Tillage

2016 SEC Enforcement Results

Oct 31, 2016 2:29:11 PM

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.

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Tags: Insurance, insurance, Iron Cove Posts, Directors & Officers Liability, D&O, dodd-frank, hedge fund, Hedge Fund Regulation, Iron Cove Partners, Lou D'Agostino, Regulation, regulation, Risk, Risk Management, SEC, SEC Investigations

SEC Examines Funds of Hedge Funds- WSJ 9-12-10

Sep 12, 2010 10:37:08 AM

We had to know that this was coming. Due diligence guidelines and responsibilities of Advisers and Funds that make investments in other funds have been increasing steadily over the past 24 months. I don't think this is any surprise and it will be interesting to see what (if any) regulations or rules are passed as a result. See 9-12-10 Wall Street Journal article for more detail.

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Tags: allocations, due diligence, fund of funds, Hedge Fund Regulation, hedge funds, investors, SEC

Regulation of Private Funds and Their Advisers under the Dodd-Frank Act

Aug 16, 2010 12:40:09 PM

Click here for Simpson and Thatcher publication

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Tags: Dodd Frank Act, hedge fund, Hedge Fund Regulation, registration, regulation, SEC, Simpson and Thatcher

Dodd Rule Amends Definition of Accredited Investor

Aug 16, 2010 8:50:59 AM

Dodd Rule amends definition of accredited investor. Article by HF Law Report states individuals can no longer use home to calculate net worth.

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Tags: accredited investor, Dodd Frank Act, Hedge Fund Regulation, hedge funds, regulation, SEC

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