APRIL 30th, 2014
Tags: Insurance, insurance, Iron Cove Posts, Broker-dealer, Cost, Coverage, Coverage Overview, Dodd-Frank, Errors and Omissions, Fiduciary, Fiduciary Liability, Finra, Liability, Registered Representative, Regulation, SEC, SEC Investigations, Securities Dealers
SEC Seeking Criminal Prosecutions and Admissions of Guilt; How will your D&O Insurance Policy Respond??
April 16th, 2014
Tags: Hedge Funds, insurance, Iron Cove Posts, Coverage, Criminal Prosecutions, Directors and Officers Insurance, Directors & Officers Liability, Errors and Omissions, Falcone, Fines, Harbinger, Iron Cove Partners, Liability, Mary Jo White, Penalties, SEC, Severability
Tags: 2011, insurance, Iron Cove Posts, brokerage, Coverage, directors and officers liability, employment practices, limit of liability, limits, Lou D'Agostino, not for profit, outside directors, premium, private company, regulatory claims, tower watson