D&O Insurance Case Study: $10 Billion RIA & Hedge Fund Firm
Aug 30, 2016 10:10:30 AM
Hedge Fund Insurance Case Study
Tags: hedge fund insurance, Asset Management, Iron Cove Posts, Case Study, Coverage, D&O, financial institutions, hedge fund, Iron Cove, Iron Cove Partners, Lou D'Agostino, Risk Management, SEC
June 2016 Hedge Fund D&O Insurance Market Update
Jun 28, 2016 10:01:47 PM
The management and professional liability insurance marketplace for both existing fund managers and emerging managers has softened significantly over the past 12 months. Both pricing and coverage terms are the most competitive they've been in over a decade with insureds experiencing rate decreases coupled with broadened coverage.
Tags: Hedge Funds, insurance, Iron Cove Posts, directors and officers, D&O, Errors and Omissions, hedge funds, Insurance Industry News, Lawsuits, Liability, Litigation, protection, regulatory coverage, SEC
Tags: Hedge Funds, Insurance, insurance, Iron Cove Posts, claim, defense costs, Directors & Officers Liability, Disgorgement, Fines, hedge fund, Iron Cove, Penalties, SEC, SEC Investigations, Wrongful Act
Cyber Security -SEC Risk Alert Cites New Focus on Cyber-Security Preparedness
Apr 30, 2014 4:24:49 PM
April 30th, 2014
Tags: Hedge Funds, Insurance, insurance, alert, Iron Cove Posts, cyber, Cyber & Privacy Liability, data, guidance, incidents, IT, Mary Jo White, prepared, preparedness, Risk, SEC, security
Lou D'Agostino featured in "On Wall Street" Magazine Article entitled: "Looming Liabilities"
Apr 30, 2014 11:51:18 AM
APRIL 30th, 2014
Tags: Insurance, insurance, Iron Cove Posts, Broker-dealer, Cost, Coverage, Coverage Overview, Dodd-Frank, Errors and Omissions, Fiduciary, Fiduciary Liability, Finra, Liability, Registered Representative, Regulation, SEC, SEC Investigations, Securities Dealers
SEC Seeking Criminal Prosecutions and Admissions of Guilt; How will your D&O Insurance Policy Respond??
Apr 16, 2014 6:18:15 PM
April 16th, 2014
Tags: Hedge Funds, insurance, Iron Cove Posts, Coverage, Criminal Prosecutions, Directors and Officers Insurance, Directors & Officers Liability, Errors and Omissions, Falcone, Fines, Harbinger, Iron Cove Partners, Liability, Mary Jo White, Penalties, SEC, Severability
