Languages

IronCove_ADivisionOfEPIC_300x75jpeg copy
IronCove-IND-Financial-Institutions-Banner.jpg

Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

2019 SEC OCIE Examination Priorities

Jan 25, 2019 12:17:15 PM

On December 20th, 2018, the SEC's Office of Compliance Inspections and Examinations (OCIE) announced its examination priorities. Particular emphasis will be on adviser fees and expenses as well as digital assets and cybersecurity. 

Read More

Tags: Hedge Funds, Cyber & Privacy Liability, OCIE, Office of Compliance Inspections and Examinations, Private Equity, regulations, regulatory risk, Securities and Exchange Commission, Cyber Security

EPIC Brokers & Consultant Adds Lou D’Agostino as a Principal in New York - Addition of new team deepens EPIC’s commitment to the Financial Services Industry

Jul 24, 2018 8:15:28 AM

New York, NY (July 24, 2018) – EPIC Insurance Brokers & Consultants announced today that risk management and insurance brokerage veteran Lou D'Agostino and his Iron Cove Partners team have joined the firm. D’Agostino has over 17 years of insurance brokerage experience with an expertise in serving the Financial Services industry. 

Read More

Tags: Hedge Funds, brokerage, financial services, Insurance Protection, Iron Cove, New York, premium, Private Equity, regulatory coverage, Risk, Examinations, gdpr, insurance market, principal, epicbrokers, join

Hedge Fund Management & Professional Liability Insurance Market Update

Jun 13, 2018 2:22:14 PM

Hedge Fund Insurance Market Update

Read More

Tags: Hedge Funds, brokerage, Insurance Protection, Iron Cove, premium, Private Equity, regulatory coverage, Risk, Examinations, gdpr, insurance market

Can You Insure Against GDPR Fines?

May 21, 2018 10:46:34 AM

May 21st, 2018

The General Data Protection Regulation goes into effect this month on May 25. Better known as the GDPR, the regulation was adopted in 2016 to extend data protection and privacy people within the EU. If you do business within the EU, even if your company is based outside of it, the GDPR is set to affect you. While uniformity should, theoretically, make compliance easier, penalties are set at 4% of global turnover or €20 million, whichever is higher. That’s not even including the cost of litigation or compensating victims of a data breach.

Read More

Tags: Hedge Funds, brokerage, Cyber & Privacy Liability, Insurance Protection, Iron Cove, Private Equity, regulatory coverage, Risk, gdpr

SEC OCIE Exam Priorities For 2018

Mar 14, 2018 3:39:32 PM

If you’re a fund manager, you’ll want to be in the know on 2018 SEC Priorities for the National Exam Program (“NEP”), which continues to advance in terms of data usage to analyze regulatory filings and trading activity. 

Read More

Tags: insurance, directors and officers coverage, hedge funds, Iron Cove Partners, OCIE, Office of Compliance Inspections and Examinations, Private Equity, Professional Liability, regulations, regulatory risk, SEC, SEC Investigations, Examinations, Securities and Exchange Commission

Financial Institutions and Employment Practices Liability Insurance Protection #metoo

Feb 19, 2018 8:54:20 PM
Bonner v. Point72 Asset Management, 18-cv-01233, U.S. District Court, Southern District of New York. The lawsuit filed earlier this month alleges that Steven Cohen’s Point72 Asset Management firm discriminates against women. For its part, the firm denied the allegations and filed papers to seal the complaint, alleging that the claimant is trying “to harm Point72’s repetitional interests, cause upset among its employees by disclosing their confidential personal information, and perhaps, generate publicity."
Read More

Tags: Hedge Funds, employment practices, Employment Practices Liability, financial institutions, Insurance Protection, Investment Adviser, Iron Cove, Legal liability, Private Equity, registered investment adviser

Subscribe to Email Updates

Recent Posts

Recent Tweets