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Iron Cove Blog

Check here for the latest Iron Cove Case Studies & Financial Services Related Blog Posts

Tillage Fund vs. SS&C Fund Admin | Phishing Cyber Exposure and Whether Hedge Funds Could Protect Themselves?

Jan 13, 2017 3:57:48 PM

As if counter-party risk weren't already one of the biggest concerns of HF Managers! SS&C, one of the largest and most trusted fund administrators serving the alternative asset management industry fell victim to a phishing cyberattack costing a fund client millions of dollars but far worse, their business. As a fund manager, how can you protect yourself?

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Tags: hedge fund insurance, Hedge Funds, Insurance, insurance, ACE, Chubb, Coverage, cyber, Cyber & Privacy Liability, cyber transfer fraud, Directors & Officers Liability, dodd-frank, Errors and Omissions, Fidelity Crime, financial institutions, Fund administrator, hedge fund, Hedge Fund Regulation, hedge funds, Lou D'Agostino, Professional Liability, property & casualty, Risk, social engineering, SS&C, Tillage

2016 SEC Enforcement Results

Oct 31, 2016 2:29:11 PM

On October 11th, 2016, the Securities and Exchange Commission announced that, in fiscal year 2016, it filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers, as the agency continued to enhance its use of data to detect illegal conduct and expedite investigations.

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Tags: Insurance, insurance, Iron Cove Posts, Directors & Officers Liability, D&O, dodd-frank, hedge fund, Hedge Fund Regulation, Iron Cove Partners, Lou D'Agostino, Regulation, regulation, Risk, Risk Management, SEC, SEC Investigations

Hedge Fund D&O/E&O Insurance Roundtable hosted by Lou D'Agostino, Iron Cove Partners & Duff & Phelps

Mar 14, 2012 4:03:56 PM

On January 26th, 2012 Duff & Phelps hosted a Management & Professional Liability Insurance rountable with Iron Cove Partners, LLC and Louis D'Agostino being the featured presenter.

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Tags: insurance, investment funds, allocation, Iron Cove Posts, directors and officers liability, dodd-frank, due diligence, duff & phelps, Errors and Omissions, hedge funds, investors, Iron Cove Partners, louis d'agostino, pension funds, premium

Dodd-Frank Requires the need to hire a Chief Compliance Officer: Is the CCO Adequately Protected??

Jun 25, 2011 11:30:01 AM

The Dodd–Frank Wall Street Reform and Consumer Protection Act, is a federal statute signed into law on July 21, 2010.  The Act offers many sweeping changes to the financial regulatory environment and affects almost every aspect of the nation’s financial services industry.  Under the Act, investment managers/advisers to private equity funds and all private investment funds will have to register as investment advisers with the SEC no later than July 21, 2011. There is a provision that exempts managers of private equity funds with less than $150 million in assets under management from registering.  If you do not fall within the exemption, then failing to register would constitute a willful violation of the act.

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Tags: accredited investor, Insurance, insurance, allocations, Iron Cove Posts, Chief Compliance Officer, Cyber & Privacy Liability, directors and officers, Directors & Officers Liability, Dodd-Frank, dodd-frank, Errors and Omissions, hedge fund, Management Liability, Professional Liability, Property & Casualty, Reform, Regulation, regulation, SEC, SEC Investigations

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